WHAT DOES ADVISER Ovation Partners (“Ovation”) DO WITH YOUR PERSONAL INFORMATION?

WHY?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

WHAT?
The types of personal information we collect and share depend on the product or service you have
with us. This information can include:

• Social security number
• Employment Information
• Account Balances
• Checking Account Information
• Wire transfer instructions
• Transaction history

When you are no longer our customer, we continue to share information about you as described
in this notice.

HOW?
All financial companies need to share customers’ personal information to run their everyday
business. In the section below, we list the reasons financial companies can share their
customers’ personal information; the reasons Ovation chooses to share; and whether you can
limit this sharing.

Reasons we can share your personal information

For our everyday business purposes - such as to process your transactions, maintain your accounts(s) or respond to court orders and legal investigations.
Does Ovation Share? YES
Can you limit this sharing? NO

For our marketing purposes - to offer our products and services to you
Does Ovation Share? NO
Can you limit this sharing? WE DON’T SHARE

For joint marketing with other financial companies
Does Ovation Share? NO
Can you limit this sharing? WE DON’T SHARE

For our affiliates' everyday business purposes - information about your transactions and experiences
Does Ovation Share? NO
Can you limit this sharing? WE DON’T SHARE

For our affiliates' everyday business purposes –information about your creditworthiness
Does Ovation Share? NO
Can you limit this sharing? WE DON’T SHARE

For nonaffiliates to market to you
Does Ovation Share? NO
Can you limit this sharing? WE DON’T SHARE

QUESTIONS?
Contact: Anna Jones at 512-744-1036 or anna.jones@ovationpartners.com

Who We Are

Who is providing this notice?
Ovation Partners

What We Do

How does Ovation protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

How does Ovation collect my personal information?
We collect your personal information, for example, when you
• Enter into an investment advisory contract
• Give us your contact information
• Make deposits or withdrawals from your account
• Provide account information
• Give us your employment history

Why can't I limit all sharing?
Federal law gives you the right to limit only
• sharing for affiliates’ everyday business purposes—information about your creditworthiness
• affiliates from using your information to market to you
• sharing for nonaffiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

Definitions

Affiliates
Companies related by common ownership or control. They can be financial and nonfinancial companies
• Ovation does not share with our affiliates

Nonaffiliates
Companies not related by common ownership or control. They can be financial and nonfinancial companies.
• Ovation does not share with nonaffiliates so they can market to you.

Joint Marketing
A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
• Ovation does not jointly market.